How to Become A Compliance Officer (SEBI / RBI) in India
Ensures financial firms comply with securities law and regulatory requirements.
At a glance
| Field | Finance — Specialized Niche |
| Time to qualify | 5+ years |
| Entrance exam | SEBI exam / CAT |
| Exam intensity | Moderate |
| Salary range | ₹7–45 LPA |
| Stream after Class 10 | Commerce, Science (PCM) |
The path (from Class 10)
B.Com / LLB → MBA Finance / CS → SEBI / RBI recruitment or corporate role
A day in the life
You analyse market data and financial instruments, model risk and return scenarios, prepare research notes, and brief the portfolio or risk management team.
Frequently asked questions
How do I become a Compliance Officer (SEBI / RBI) in India?
The typical path is: B.Com / LLB → MBA Finance / CS → SEBI / RBI recruitment or corporate role. It takes about 5+ years.
Which entrance exam is needed for Compliance Officer (SEBI / RBI)?
The main entrance exam is SEBI exam / CAT.
What is the salary of a Compliance Officer (SEBI / RBI) in India?
Salaries typically range around ₹7–45 LPA (entry to senior level).
Which stream should I choose for Compliance Officer (SEBI / RBI)?
Recommended stream(s) after Class 10: Commerce, Science (PCM).
Is this career right for you?
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